Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Filippo? Claim Your ProfileFilippo Botta is a financial advisor with Evercore Group LLC. Filippo is registered with the Financial Industry Regulatory Authority (FINRA) and is licensed to provide investment advice in 37 states. Filippo has a total of 4 exams in their profile, including Series 7, Series 66, Series 79TO, and SIE. Previously, Filippo worked at Merrill Lynch, Pierce, Fenner & Smith Incorporated in New York, NY.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
08/08/2022 - Present
Evercore Group LLC (NEW YORK NY)
NY
10/30/2020 - 05/20/2022
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
BOTH
Issued 11/25/2020
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/06/2022
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/30/2020
Series 7TO - General Securities Representative Examination
BC
Issued 03/13/2020
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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