Unclaimed
Fikret Durmus is an investment professional with over 25 years of experience in the financial services industry. Fikret is currently a Registered Representative with HSBC Securities (USA) Inc., where Fikret has been employed since February 2013. Previously, Fikret held positions at BNP Paribas Securities Corp., J.P. Morgan Securities Inc., Banc One Capital Markets, Inc., Banc of America Securities LLC, Dresdner Kleinwort Benson North America LLC, and Duff & Phelps Securities Co. Fikret holds licenses in Series 7, Series 63, SIE, and 79TO and is registered to conduct business in 53 states, including Illinois. Fikret has expertise in Investment Banking, Equities, and Fixed Income, and specializes in providing financial services to individuals and pooled investment vehicles.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Provide asset alloc recommendations & based upon such recommendations 3rd party adv to manage assets pursuant to client approval
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
1
2
IL
02/27/2013 - Present
Hsbc Securities (usa) Inc. (CHICAGO IL)
IL
08/03/2007 - 11/21/2012
BNP PARIBAS SECURITIES CORP. (CHICAGO IL)
IL
08/02/2004 - 07/24/2007
J.P. MORGAN SECURITIES INC. (CHICAGO IL)
IL
10/17/2003 - 08/02/2004
BANC ONE CAPITAL MARKETS, INC. (CHICAGO IL)
NY
09/16/1999 - 11/30/2001
BANC OF AMERICA SECURITIES LLC (NEW YORK NY)
NY
03/05/1997 - 08/27/1999
DRESDNER KLEINWORT BENSON NORTH AMERICA LLC (NEW YORK NY)
IL
01/19/1996 - 07/03/1996
DUFF & PHELPS SECURITIES CO. (CHICAGO IL)
BC
Issued 01/05/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/18/1996
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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