Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Fielding? Claim Your ProfileFielding Scott Miller is an investment advisor representative at LPL Financial LLC. Fielding is registered with the state of New Jersey and Pennsylvania to provide investment advisory services. Fielding has been in the financial industry since March 12, 2016, and previously worked at CUNA BROKERAGE SERVICES, INC. and WELLS FARGO CLEARING SERVICES, LLC. Fielding holds the Series 6, Series 63, Series 65 and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
PA
05/18/2022 - Present
LPL Financial LLC (PHILADELPHIA PA)
PA
07/19/2019 - 05/18/2022
CUNA BROKERAGE SERVICES, INC. (PHILADELPHIA PA)
PA
10/05/2015 - 02/08/2019
WELLS FARGO CLEARING SERVICES, LLC (PHILADELPHIA PA)
IA
Issued 02/28/2022
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/07/2015
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/05/2015
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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