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Festus Uzoma Obioha

Mutual OF America Securities LLC

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About Festus Uzoma Obioha

Festus Obioha is a financial professional with over 15 years of experience in the industry. Festus is currently registered with Mutual of America Securities LLC as a Registered Representative and Investment Advisor Representative. Festus has held previous roles with TRANSAMERICA INVESTORS SECURITIES CORPORATION, J.P. MORGAN SECURITIES LLC, ONEAMERICA SECURITIES, INC., THE HUNTINGTON INVESTMENT COMPANY, ONLINE BROKERAGE SERVICES, IFMG SECURITIES, INC., and BANC ONE SECURITIES CORPORATION. Festus holds the Series 6, Series 63, Series 65, SIE, and Series 99TO licenses. Festus is registered in Indiana and Kentucky.

Firm Information

Festus Obioha is currently registered with Mutual OF America Securities LLC. Mutual OF America Securities LLC is a Limited Liability Company formed on June 29, 1990. The firm is registered in all 50 states and the District of Columbia, as well as with the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

346

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Festus Obioha’s Registration & Firm History

IN

10/24/2022 - Present

Mutual OF America Securities LLC (INDIANAPOLIS IN)

NY

10/13/2014 - 10/18/2022

TRANSAMERICA INVESTORS SECURITIES CORPORATION (HARRISON NY)

IN

02/03/2014 - 10/09/2014

J.P. MORGAN SECURITIES LLC (INDIANAPOLIS IN)

IN

07/21/2009 - 07/12/2011

ONEAMERICA SECURITIES, INC. (INDIANAPOLIS IN)

IN

06/21/2007 - 07/07/2008

THE HUNTINGTON INVESTMENT COMPANY (INDIANAPOLIS IN)

OH

12/21/2005 - 06/20/2007

ONLINE BROKERAGE SERVICES (WHITEHOUSE OH)

NY

03/07/2005 - 01/09/2006

IFMG SECURITIES, INC. (PURCHASE NY)

IL

10/31/2003 - 11/08/2004

BANC ONE SECURITIES CORPORATION (CHICAGO IL)

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Licenses & Designations

IA

Issued 10/30/2014

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 02/13/2014

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 04/18/2023

Series 99TO - Operations Professional Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 02/03/2014

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Festus Uzoma Obioha.
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