Unclaimed
Ferrell Emanuel Daste is a registered representative with Reef Resources, LLC based in Carmel, California. Ferrell has been in the financial industry since 1999 and has a wide range of experience working with individuals and families. Ferrell holds Series 3, 7, 10, 24, 55, 63, and 66 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CA
06/11/2014 - Present
Reef Resources, LLC (Carmel CA)
NY
03/16/2004 - 04/08/2008
DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)
NY
11/06/2000 - 03/19/2004
SPEAR, LEEDS & KELLOGG, L.P. (NEW YORK NY)
NY
06/16/2003 - 03/16/2004
GOLDMAN, SACHS & CO. (NEW YORK NY)
PA
05/28/1999 - 11/10/2000
BNP PARIBAS BROKERAGE SERVICES, INC. (KING OF PRUSSIA PA)
KY
04/22/1999 - 05/25/1999
ALLGEIER INVESTOR SERVICES, INC. (LOUISVILLE KY)
NY
01/05/1996 - 09/25/1997
ETG, L.L.C. (NEW YORK NY)
NA
05/19/1986 - 03/03/1987
PRUDENTIAL-BACHE SECURITIES INC.
NA
04/03/1986 - 04/17/1986
FIRST OF MICHIGAN CORPORATION
NA
11/19/1985 - 12/21/1985
TRAFALGAR SECURITIES CORP.
BOTH
Issued 06/17/2014
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/05/2004
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 01/16/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/21/2000
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 07/19/2000
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/05/1996
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/06/2014
Series 3 - National Commodity Futures Examination
BC
Issued 06/11/2014
Series 7 - General Securities Representative Examination
BC
Issued 10/05/2000
Series 55 - Limited Representative-Equity Trader Exam
Active
Inactive
F
FINRA
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