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Ferrell Emanuel Daste

Reef Resources, LLC

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About Ferrell Emanuel Daste

Ferrell Emanuel Daste is a registered representative with Reef Resources, LLC based in Carmel, California. Ferrell has been in the financial industry since 1999 and has a wide range of experience working with individuals and families. Ferrell holds Series 3, 7, 10, 24, 55, 63, and 66 licenses.

Firm Information

Ferrell Daste is currently registered with Reef Resources, LLC. Reef Resources, LLC is a Limited Liability Company formed on July 12, 2004. The firm is registered in California, Connecticut, Florida, Illinois, Massachusetts, New Jersey, New York, Texas, and Washington. Reef Resources, LLC also has one approved SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

1

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Ferrell Daste’s Registration & Firm History

CA

06/11/2014 - Present

Reef Resources, LLC (Carmel CA)

NY

03/16/2004 - 04/08/2008

DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)

NY

11/06/2000 - 03/19/2004

SPEAR, LEEDS & KELLOGG, L.P. (NEW YORK NY)

NY

06/16/2003 - 03/16/2004

GOLDMAN, SACHS & CO. (NEW YORK NY)

PA

05/28/1999 - 11/10/2000

BNP PARIBAS BROKERAGE SERVICES, INC. (KING OF PRUSSIA PA)

KY

04/22/1999 - 05/25/1999

ALLGEIER INVESTOR SERVICES, INC. (LOUISVILLE KY)

NY

01/05/1996 - 09/25/1997

ETG, L.L.C. (NEW YORK NY)

NA

05/19/1986 - 03/03/1987

PRUDENTIAL-BACHE SECURITIES INC.

NA

04/03/1986 - 04/17/1986

FIRST OF MICHIGAN CORPORATION

NA

11/19/1985 - 12/21/1985

TRAFALGAR SECURITIES CORP.

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Licenses & Designations

BOTH

Issued 06/17/2014

Series 66 - Uniform Combined State Law Examination

BC

Issued 05/05/2004

Series 63 - Uniform Securities Agent State Law Examination

IA

Issued 01/16/1997

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 08/21/2000

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 07/19/2000

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 01/05/1996

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/06/2014

Series 3 - National Commodity Futures Examination

BC

Issued 06/11/2014

Series 7 - General Securities Representative Examination

BC

Issued 10/05/2000

Series 55 - Limited Representative-Equity Trader Exam

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Ferrell Emanuel Daste.
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