Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Fernando? Claim Your ProfileFernando Rivera is a financial advisor with over 20 years of experience in the financial services industry. Fernando has a Series 7 and 66 license and is currently registered with Wells Fargo Clearing Services, LLC. Fernando is also a Registered Investment Advisor in New Jersey and Texas. Fernando has previously worked with Merrill Lynch, Pierce, Fenner & Smith Incorporated, Foresters Financial Services, Inc., Edward Jones, and Wells Fargo Advisors, LLC. Fernando is an active member of the financial community and is committed to providing his clients with the highest level of service.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NJ
03/11/2024 - Present
Wells Fargo Clearing Services, LLC (EAST BRUNSWICK NJ)
NJ
11/13/2019 - 03/19/2024
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (RED BANK NJ)
NJ
01/19/2018 - 09/13/2018
FORESTERS FINANCIAL SERVICES, INC. (ISELIN NJ)
NJ
02/29/2012 - 03/28/2017
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (PENNINGTON NJ)
MO
01/27/2012 - 02/16/2012
EDWARD JONES (ST. LOUIS MO)
NJ
01/01/2008 - 05/12/2011
WELLS FARGO ADVISORS, LLC (SHORT HILLS NJ)
NY
02/04/2002 - 01/01/2008
A. G. EDWARDS & SONS, INC. (NEW YORK NY)
BOTH
Issued 02/10/2012
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/13/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/26/2012
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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