Unclaimed
Fernando Martin Cardozo mongelos is a securities professional registered with the state of New York and a total of 51 states across the country. Fernando is affiliated with Smbc Nikko Securities America, Inc.. Fernando has been in the securities industry for 15 days and is currently registered with FINRA.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
06/27/2023 - Present
Smbc Nikko Securities America, Inc. (NEW YORK NY)
BC
Issued 10/11/2023
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/02/2024
Series 7TO - General Securities Representative Examination
BC
Issued 06/27/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 05/25/2023
SIE - Securities Industry Essentials Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
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NYSE Arca, Inc.
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