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Fernando Martin Cardozo mongelos

Smbc Nikko Securities America, Inc.

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About Fernando Martin Cardozo mongelos

Fernando Martin Cardozo mongelos is a securities professional registered with the state of New York and a total of 51 states across the country. Fernando is affiliated with Smbc Nikko Securities America, Inc.. Fernando has been in the securities industry for 15 days and is currently registered with FINRA.

Firm Information

Fernando Cardozo mongelos is currently registered with Smbc Nikko Securities America, Inc.. Smbc Nikko Securities America, Inc. is a Corporation registered in the United States and has been in operation since August 8, 1990. The firm has a presence in all 50 states and the District of Columbia, with a total of 52 state registrations. Smbc Nikko Securities America, Inc. has one SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

313

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Fernando Cardozo mongelos’s Registration & Firm History

NY

06/27/2023 - Present

Smbc Nikko Securities America, Inc. (NEW YORK NY)

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Licenses & Designations

BC

Issued 10/11/2023

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 07/02/2024

Series 7TO - General Securities Representative Examination

BC

Issued 06/27/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 05/25/2023

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

F

FINRA

N

NYSE Arca, Inc.

Disclosures

There are no public disclosures for Fernando Martin Cardozo mongelos.
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