Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Fernando? Claim Your ProfileFernando Diaz is a financial professional with Northwestern Mutual Investment Services, LLC. He is registered with FINRA and the states of California, Louisiana, Oregon, Tennessee, and Texas. Fernando has passed the Series 63, Series 6TO, and SIE exams. He is located in Metairie, Louisiana. Fernando has been active in the financial services industry since September 5, 2023.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
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LA
09/06/2023 - Present
Northwestern Mutual Investment Services, LLC (METAIRIE LA)
BC
Issued 09/23/2023
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/05/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 07/08/2023
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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