Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Fernando? Claim Your ProfileFernando Luis Castillo Rivera has been in the financial services industry since 1984. Fernando is a Registered Representative and Investment Advisor Representative for UBS Financial Services Inc. Fernando has a long history with UBS, having previously worked at UBS FINANCIAL SERVICES INCORPORATED OF PUERTO RICO from 1991 to 2021. Fernando has a diverse set of licenses, including Series 7, 9, 10, 63, and 65. Fernando is registered in Florida and Puerto Rico. Fernando focuses on providing financial planning, portfolio management, and pension consulting services for individuals, businesses, and charitable organizations. Fernando has a proven track record of success in helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
PR
02/03/2020 - Present
UBS Financial Services Inc. (SAN JUAN PR)
PR
02/07/1991 - 08/28/2021
UBS FINANCIAL SERVICES INCORPORATED OF PUERTO RICO (SAN JUAN PR)
IA
Issued 07/13/1996
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/16/1988
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/21/2007
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/15/2007
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/14/1984
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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