Unclaimed
Fernando Kiguel is a financial advisor with UBS Financial Services Inc. Fernando has been working in the financial industry since 2000 and has a strong track record of helping clients achieve their financial goals. Fernando is registered with the Financial Industry Regulatory Authority (FINRA) and holds the Series 3, 7, 7TO, 63 and 66 licenses. Fernando is also registered with the states of Florida, New Jersey and New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
NA
07/17/2024 - Present
UBS Financial Services Inc. (MONTEVIDEO )
NA
07/16/2012 - 06/08/2016
CITI INTERNATIONAL FINANCIAL SERVICES LLC (MONTEVIDEO )
NA
09/22/2008 - 01/10/2012
BARCLAYS CAPITAL INC. (BUENOS AIRES )
NA
11/10/2000 - 09/22/2008
LEHMAN BROTHERS INC. (BUENOS AIRES )
BOTH
Issued 07/11/2024
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/09/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/18/2023
Series 7TO - General Securities Representative Examination
BC
Issued 06/08/2016
SIE - Securities Industry Essentials Examination
BC
Issued 10/13/2006
Series 3 - National Commodity Futures Examination
BC
Issued 10/14/2000
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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