Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Fernando? Claim Your ProfileFernando Munoz is a financial advisor with Ares Wealth Management Solutions, LLC, an investment firm based in Denver, CO. Fernando has been in the financial industry since 1991 and has a wealth of experience working with various financial institutions including Northern Trust Securities, Inc., Citigroup Global Markets Inc., and Merrill Lynch, Pierce, Fenner & Smith Incorporated. Fernando holds Series 7, 63, 65, 66, and 8 licenses. Fernando is currently registered with the state of Colorado, Florida, Georgia, and Puerto Rico.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CO
07/21/2022 - Present
Ares Wealth Management Solutions, LLC (DENVER CO)
NY
12/22/2021 - 04/18/2022
BROOKFIELD OAKTREE WEALTH SOLUTIONS LLC (NEW YORK NY)
ME
01/29/2018 - 12/31/2021
QUASAR DISTRIBUTORS, LLC (PORTLAND ME)
NY
03/17/2021 - 12/22/2021
BROOKFIELD PRIVATE ADVISORS LLC (NEW YORK NY)
NY
10/10/2019 - 12/22/2021
INDEPENDENT BROKERAGE SOLUTIONS LLC (NEW YORK NY)
IL
05/20/2016 - 01/11/2018
NORTHERN TRUST SECURITIES, INC. (CHICAGO IL)
FL
12/16/2015 - 05/06/2016
CITIGROUP GLOBAL MARKETS INC. (MIAMI FL)
AZ
03/09/2010 - 07/15/2015
DAVIS DISTRIBUTORS, LLC (TUCSON AZ)
NY
06/01/2009 - 03/31/2010
MORGAN STANLEY SMITH BARNEY (PURCHASE NY)
NY
01/02/1996 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
NY
03/14/1991 - 02/29/1996
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
BOTH
Issued 12/21/2015
Series 66 - Uniform Combined State Law Examination
IA
Issued 03/15/2002
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/25/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/19/1996
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/13/1991
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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