Unclaimed
Fernando Javier Lopez is a registered representative with Fidelity Distributors Co. LLC, a broker-dealer. Fernando Javier Lopez is currently registered with the Financial Industry Regulatory Authority (FINRA) and holds the following securities licenses: Series 63, Series 7TO, and SIE. Fernando Javier Lopez has been in the securities industry since October 10, 2022. Fernando Javier Lopez is registered with the Securities and Exchange Commission (SEC) and holds a Series 63 registration. Fernando Javier Lopez is registered in 52 states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
RI
10/11/2022 - Present
Fidelity Distributors Co. LLC (SMITHFIELD RI)
BC
Issued 08/16/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/10/2022
Series 7TO - General Securities Representative Examination
BC
Issued 07/30/2022
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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