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Fernando Javier Lopez

Fidelity Distributors Co. LLC

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About Fernando Javier Lopez

Fernando Javier Lopez is a registered representative with Fidelity Distributors Co. LLC, a broker-dealer. Fernando Javier Lopez is currently registered with the Financial Industry Regulatory Authority (FINRA) and holds the following securities licenses: Series 63, Series 7TO, and SIE. Fernando Javier Lopez has been in the securities industry since October 10, 2022. Fernando Javier Lopez is registered with the Securities and Exchange Commission (SEC) and holds a Series 63 registration. Fernando Javier Lopez is registered in 52 states.

Firm Information

Fernando Lopez is currently registered with Fidelity Distributors Co. LLC. Fidelity Distributors Co. LLC is a Limited Liability Company formed in January 2020. The firm is registered in all 50 states and the District of Columbia. It has been approved for SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

137

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Fernando Lopez’s Registration & Firm History

RI

10/11/2022 - Present

Fidelity Distributors Co. LLC (SMITHFIELD RI)

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Licenses & Designations

BC

Issued 08/16/2022

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/10/2022

Series 7TO - General Securities Representative Examination

BC

Issued 07/30/2022

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Fernando Javier Lopez.
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