Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Fernando? Claim Your ProfileFernando Javier Lema is a registered investment advisor representative associated with RBC Capital Markets, LLC. Fernando Lema has been in the industry since 2007 and is registered with the state of California and Texas. Fernando Lema's registrations are active. Fernando Lema has passed the Series 7TO, SIE and Series 66 exams. The advisor's professional experience includes previous positions with First Republic Bank and City National Bank. The advisor also holds several specializations. Fernando Lema has offices located in San Francisco, CA. RBC Capital Markets, LLC is a large firm with offices across the United States. The firm has 2515 licensed agents and a total of 477,674 client accounts with more than $50 billion in assets under management. RBC Capital Markets, LLC provides portfolio management for individuals, businesses, investment companies, and pooled investment vehicles. They also offer financial planning, pension consulting, educational seminars, and selection of other advisors. The firm serves a wide range of clients including high-net-worth individuals, corporations, and institutional investors. The firm offers advisory services for individuals, businesses, and institutional investors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Service public & private employee benefit plans, endowment funds, foundations, family trusts & various capital/operating funds
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
CA
01/08/2024 - Present
RBC Capital Markets, LLC (SAN FRANCISCO CA)
BOTH
Issued 12/09/2023
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/18/2023
Series 7TO - General Securities Representative Examination
BC
Issued 07/29/2023
SIE - Securities Industry Essentials Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX PEARL, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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