Unclaimed
Fernando Javier Guerra is a registered representative with Samuel A. Ramirez & Company, Inc. Fernando has over 17 years of experience in the securities industry, having previously worked at E.J. De La Rosa & Co., Inc. Fernando is licensed to sell securities in Arizona, California, and Nevada. Fernando holds the Series 7, Series 52, and Series 63 licenses as well as the Securities Industry Essentials (SIE) exam.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CA
02/27/2014 - Present
Samuel A. Ramirez & Company, Inc. (LOS ANGELES CA)
CA
11/30/2005 - 02/12/2014
E.J. DE LA ROSA & CO., INC. (LOS ANGELES CA)
BC
Issued 12/27/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/21/2007
Series 7 - General Securities Representative Examination
BC
Issued 11/29/2005
Series 52 - Municipal Securities Representative Examination
Active
Inactive
F
FINRA
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