Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Fernando? Claim Your ProfileFernando Fussa ocasio is a financial professional with over 25 years of experience in the financial services industry. Fernando has held various roles at prominent financial institutions, including UBS Financial Services Inc., CitiCorp Financial Services Corporation, Southern Trust Securities, Inc., TRADESTATION SECURITIES, INC., ROBUS CAPITAL PARTNERS LLC, and IFP SECURITIES, LLC. Fernando is currently registered as a Registered Representative and Investment Advisor Representative with Calton & Associates, Inc., and provides a range of financial services, including financial planning, portfolio management for businesses and individuals, and selection of other advisors. Fernando holds several industry certifications, including Series 7, 24, 27, 63, 66, 79, 99TO, and SIE.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
1
2
FL
01/01/2025 - Present
Calton & Associates, Inc. (TAMPA FL)
FL
10/05/2020 - 04/18/2022
IFP SECURITIES, LLC (TAMPA FL)
PR
06/23/2016 - 10/04/2020
ROBUS CAPITAL PARTNERS LLC (San Juan PR)
FL
10/14/2009 - 09/02/2015
TRADESTATION SECURITIES, INC. (PLANTATION FL)
FL
07/04/2007 - 10/07/2009
SOUTHERN TRUST SECURITIES, INC. (CORAL GABLES FL)
PR
12/09/2003 - 10/14/2005
CITICORP FINANCIAL SERVICES CORPORATION (SAN JUAN PR)
NJ
04/20/1995 - 11/11/2003
UBS FINANCIAL SERVICES INC. (WEEHAWKEN NJ)
PR
04/20/1995 - 11/11/2003
UBS FINANCIAL SERVICES INCORPORATED OF PUERTO RICO (HATO REY PR)
BOTH
Issued 09/30/2019
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/08/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 14 - Compliance Officer Examination
BC
Issued 02/08/2008
Series 24 - General Securities Principal Examination
BC
Issued 01/16/2004
Series 27 - Financial and Operations Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/11/2016
Series 79 - Investment Banking Registered Representative Examination
BC
Issued 03/31/1995
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Fernando Fussa ocasio is the right advisor for you? Invested Better is here to help.
