Unclaimed
Fernando Plazolles guadalupe is a financial professional with a broad range of experience. Fernando has a current registration with Jane Street Capital, LLC and Jane Street Execution Services, LLC. Fernando's registration with Jane Street Capital, LLC was effective October 5th, 2023, and the registration with Jane Street Execution Services, LLC was effective on the same date. Fernando has passed the General Securities Representative Examination, the Securities Trader Exam, the Securities Industry Essentials Examination, and the Uniform Securities Agent State Law Examination. Fernando has also been approved to sell securities in California, Florida, Hawaii, Louisiana, New Jersey, New York, Ohio, Pennsylvania, Texas, and Virginia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
10/05/2023 - Present
Jane Street Capital, LLC (New York NY)
BC
Issued 11/10/2023
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/23/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/05/2023
Series 7TO - General Securities Representative Examination
BC
Issued 09/22/2023
SIE - Securities Industry Essentials Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
MIAX Sapphire
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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