Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Fernando? Claim Your ProfileFernando Diaz is a registered Investment Advisor Representative with Prota Financial in HOUSTON, TX. Fernando has been in the industry since 2008 and has been registered with Prota Financial since 2017. Fernando holds the following licenses and certifications: Series 31, Series 66, and Series 7. Fernando has experience with AMERIPRISE FINANCIAL SERVICES, INC., J.P. MORGAN SECURITIES LLC, MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED, CHASE INVESTMENT SERVICES CORP., MORGAN STANLEY SMITH BARNEY, and MORGAN STANLEY & CO. INCORPORATED. Fernando specializes in financial planning, portfolio management for individuals, and selection of other advisors. Fernando is a member of Prota Financial and has been working with them since 2017.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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TX
08/09/2017 - Present
Prota Financial (HOUSTON TX)
TX
02/01/2017 - 06/30/2017
AMERIPRISE FINANCIAL SERVICES, INC. (HOUSTON TX)
TX
05/31/2013 - 02/08/2017
J.P. MORGAN SECURITIES LLC (HOUSTON TX)
TX
06/10/2010 - 05/28/2013
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (HOUSTON TX)
TX
11/20/2009 - 06/16/2010
CHASE INVESTMENT SERVICES CORP. (HOUSTON TX)
TX
06/01/2009 - 10/12/2009
MORGAN STANLEY SMITH BARNEY (HOUSTON TX)
TX
08/19/2008 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (HOUSTON TX)
BOTH
Issued 09/10/2008
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/30/2017
SIE - Securities Industry Essentials Examination
BC
Issued 09/26/2008
Series 31 - Futures Managed Funds Examination
BC
Issued 08/18/2008
Series 7 - General Securities Representative Examination
Active
Inactive
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