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Fernando Cordova lopez

Northern Trust Securities, Inc.

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About Fernando Cordova lopez

Fernando Cordova lopez is a licensed investment advisor representative with Northern Trust Securities, Inc. Fernando is located in Miami, Florida and has been in the financial services industry since 2022. Fernando has passed the Series 31, Series 7TO, and SIE examinations. Fernando has been registered with the state of Florida since 2024. Previous to Northern Trust Securities, Inc., Fernando was employed by CITI PRIVATE ALTERNATIVES, LLC and CITIGROUP GLOBAL MARKETS INC.

Firm Information

Fernando Cordova lopez is currently registered with Northern Trust Securities, Inc.. Northern Trust Securities, Inc. is a corporation headquartered in Chicago, IL, formed in 1979. The firm provides portfolio management services for individuals, businesses, and pooled investment vehicles. They also offer selection of other advisers. Northern Trust Securities, Inc. is registered with the SEC and in 53 states. They manage approximately $1,026,259,255 in regulatory assets.
Northern Trust Securities, Inc.

333 S. WABASH AVENUE

CHICAGO, IL 60604

$1.03B

Assets Under Management

2,110

Total Clients

282

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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commissions

Earned based on transactions or products sold.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Fernando Cordova lopez’s Registration & Firm History

FL

07/09/2024 - Present

Northern Trust Securities, Inc. (MIAMI FL)

FL

10/31/2022 - 04/23/2024

CITI PRIVATE ALTERNATIVES, LLC (Miami FL)

FL

10/31/2022 - 04/23/2024

CITIGROUP GLOBAL MARKETS INC. (MIAMI FL)

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Licenses & Designations

BOTH

Issued 11/19/2022

Series 66 - Uniform Combined State Law Examination

BC

Issued 12/12/2022

Series 31 - Futures Managed Funds Examination

BC

Issued 10/31/2022

Series 7TO - General Securities Representative Examination

BC

Issued 10/13/2022

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Fernando Cordova lopez.
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