Unclaimed
Fernando Van peborgh is an investment advisor representative with UBS Financial Services Inc. Fernando has been in the industry since 2001. Fernando currently works in the Montevideo branch office of UBS Financial Services Inc. Fernando also has past employment history with UBS International Inc. and CITICORP INVESTMENT SERVICES. Fernando is registered to offer securities and advisory services in several states, including Arizona, California, Connecticut, Florida, New York, South Dakota, Texas, and Wyoming. Fernando holds FINRA registrations Series 3, 7, and 66. Fernando is also registered with the state of Florida as an Investment Advisor Representative.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
NA
01/01/2010 - Present
UBS Financial Services Inc. (MONTEVIDEO )
FL
09/19/2003 - 01/01/2010
UBS INTERNATIONAL INC. (MIAMI FL)
NY
09/27/2001 - 09/11/2003
CITICORP INVESTMENT SERVICES (LONG ISLAND CITY NY)
BOTH
Issued 12/01/2004
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/17/2006
Series 3 - National Commodity Futures Examination
BC
Issued 06/10/2003
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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