Unclaimed
Fernando Becerra is a financial professional with over 19 years of experience in the industry. Fernando has a wide range of experience in the financial industry having worked with firms such as USAA Investment Services Company, CitiCorp Investment Services and PFS Investments Inc. Fernando is currently registered with Tradestation Securities, Inc. and holds several licenses including Series 6, 7, 24, 63 and 65. Fernando has a strong background in securities trading and investment advisory services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
FL
06/08/2021 - Present
Tradestation Securities, Inc. (PLANTATION FL)
TX
09/28/2020 - 05/18/2021
HILLTOP SECURITIES INC. (DALLAS TX)
TX
01/27/2005 - 06/12/2020
USAA INVESTMENT SERVICES COMPANY (SAN ANTONIO TX)
NY
02/13/2003 - 01/10/2005
CITICORP INVESTMENT SERVICES (LONG ISLAND CITY NY)
GA
01/02/2003 - 01/17/2003
PFS INVESTMENTS INC. (DULUTH GA)
IA
Issued 03/23/2007
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/26/2003
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/12/2017
Series 24 - General Securities Principal Examination
BC
Issued 09/18/2008
Series 4 - Registered Options Principal Examination
BC
Issued 12/12/2022
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/11/2003
Series 7 - General Securities Representative Examination
BC
Issued 12/19/2002
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq Stock Market
N
New York Stock Exchange
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