Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Fernando? Claim Your ProfileFernando Augusto Nicolau is a registered representative with Merrill Lynch, Pierce, Fenner & Smith Inc. Fernando has been in the securities industry since February 14, 2007. Fernando is a licensed Investment Advisor Representative in the state of Florida and Texas. Fernando has passed the Series 7, SIE, and 66 exams. Previously, Fernando was also a registered representative with J.P. MORGAN SECURITIES LLC and CITIGROUP GLOBAL MARKETS INC. Fernando provides advisory services to individuals and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
FL
07/18/2017 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (MIAMI FL)
FL
10/04/2012 - 06/01/2017
J.P. MORGAN SECURITIES LLC (MIAMI FL)
FL
05/29/2007 - 09/24/2012
CITIGROUP GLOBAL MARKETS INC. (MIAMI FL)
NY
02/06/2007 - 05/29/2007
CITICORP INVESTMENT SERVICES (NEW YORK NY)
IA
Issued 08/21/2017
Series 65 - Uniform Investment Adviser Law Examination
BOTH
Issued 05/24/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/05/2007
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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