Unclaimed
Fernando Mateo is a securities professional with over 15 years of experience in the financial industry. Fernando has held positions at Penserra Securities, LLC and Rosenblatt Securities Inc. Fernando holds FINRA Series 7, 24, 62, 63, 99TO and SIE licenses. Fernando is located in New York, NY and is registered with Penserra Securities, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
04/30/2008 - Present
Penserra Securities, LLC (New York NY)
NY
11/16/2007 - 03/26/2009
ROSENBLATT SECURITIES INC. (NEW YORK NY)
BC
Issued 01/10/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/17/2009
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 62 - Corporate Securities Limited Representative Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/07/2007
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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