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Fernando Alarcon Sotelo

Kestra Investment Services, LLC

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About Fernando Alarcon Sotelo

Fernando Alarcon Sotelo is a financial advisor with over 30 years of experience in the industry. Fernando is currently registered with Kestra Investment Services, LLC in Texas and Kentucky. Fernando has a Series 6 and Series 63 license, as well as the Securities Industry Essentials (SIE) exam. Prior to joining Kestra Investment Services, LLC, Fernando worked at MONY Securities Corporation in New York.

Firm Information

Fernando Sotelo is currently registered with Kestra Investment Services, LLC. Kestra Investment Services, LLC is a Limited Liability Company formed in September 2014 and is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands. The firm has been involved in 14 regulatory events and 2 arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

302

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Fernando Sotelo’s Registration & Firm History

TX

11/21/2019 - Present

Kestra Investment Services, LLC (Austin TX)

TX

01/15/2003 - 11/15/2019

KESTRA INVESTMENT SERVICES, LLC (AUSTIN TX)

NY

02/23/1987 - 01/23/2003

MONY SECURITIES CORPORATION (NEW YORK NY)

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Licenses & Designations

BC

Issued 02/20/1987

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 02/20/1987

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Fernando Alarcon Sotelo.
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