Unclaimed
Fernando Alarcon Sotelo is a financial advisor with over 30 years of experience in the industry. Fernando is currently registered with Kestra Investment Services, LLC in Texas and Kentucky. Fernando has a Series 6 and Series 63 license, as well as the Securities Industry Essentials (SIE) exam. Prior to joining Kestra Investment Services, LLC, Fernando worked at MONY Securities Corporation in New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
TX
11/21/2019 - Present
Kestra Investment Services, LLC (Austin TX)
TX
01/15/2003 - 11/15/2019
KESTRA INVESTMENT SERVICES, LLC (AUSTIN TX)
NY
02/23/1987 - 01/23/2003
MONY SECURITIES CORPORATION (NEW YORK NY)
BC
Issued 02/20/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/20/1987
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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