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Fern Sh Fergus

Steward Partners Investment Solutions, LLC

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About Fern Sh Fergus

Fern Fergus is a financial advisor with Steward Partners Investment Solutions, LLC in Boston, Massachusetts. Fern has over 24 years of experience in the financial services industry. Fern has passed the Series 63, Series 7 and SIE exams. Prior to joining Steward Partners Investment Solutions, LLC Fern worked at RAYMOND JAMES FINANCIAL SERVICES, INC., GWFS EQUITIES, INC., UBS FINANCIAL SERVICES INC., MAST SERVICES LLC and PAINEWEBBER INCORPORATED.

Firm Information

Fern Fergus is currently registered with Steward Partners Investment Solutions, LLC. Steward Partners Investment Solutions, LLC is a Limited Liability Company formed in 2021 and is registered in 53 states and the SEC. The firm has reported 13 regulatory events and 1 arbitration disclosure.

Not reported

Assets Under Management

Not reported

Total Clients

37

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Fern Fergus’s Registration & Firm History

MA

05/27/2022 - Present

Steward Partners Investment Solutions, LLC (BOSTON MA)

MA

12/10/2021 - 05/27/2022

RAYMOND JAMES FINANCIAL SERVICES, INC. (BOSTON MA)

MA

09/11/2018 - 01/03/2020

GWFS EQUITIES, INC. (ANDOVER MA)

MA

04/05/2007 - 01/11/2018

UBS FINANCIAL SERVICES INC. (BOSTON MA)

MA

08/07/2001 - 04/22/2005

MAST SERVICES LLC (CAMBRIDGE MA)

NJ

08/20/1997 - 09/15/1999

PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)

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Licenses & Designations

BC

Issued 03/13/2010

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/19/1997

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Fern Sh Fergus.
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