Unclaimed
Fern Rosenberg is a registered representative with Voya Financial Partners, LLC. Fern has been in the securities industry since 2008. Fern is licensed to sell securities in the state of New York. Fern has passed the Series 6, Series 63 and SIE exams. Fern was previously registered with GWFS Equities, Inc., UBS Financial Services Inc. and NYLIFE Securities LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
12/24/2019 - Present
Voya Financial Partners, LLC (New York NY)
NY
09/29/2010 - 11/22/2019
GWFS EQUITIES, INC. (NEW YORK NY)
NJ
11/06/2008 - 06/23/2010
UBS FINANCIAL SERVICES INC. (WEEHAWKEN NJ)
NY
11/06/2007 - 10/28/2008
NYLIFE SECURITIES LLC (NEW YORK NY)
BC
Issued 10/25/2010
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/05/2007
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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