Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Feriba? Claim Your ProfileFeriba Monis is a registered representative with Merrill Lynch, Pierce, Fenner & Smith Inc. Feriba has been in the securities industry since 2004 and holds Series 63, Series 66, Series 7, Series 26, and Series 51 licenses. Feriba has worked with a variety of financial institutions over the years, including U.S. BANCORP INVESTMENTS, INC., FARMERS FINANCIAL SOLUTIONS, LLC, HILLTOP SECURITIES INC., and WESTERN INTERNATIONAL SECURITIES, INC. Feriba also has experience working with individuals, corporations, insurance companies, charitable organizations, and pension and profit sharing plans.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
10/14/2024 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (WOODLAND HILLS CA)
CA
12/02/2022 - 05/09/2023
U.S. BANCORP INVESTMENTS, INC. (LOS ANGELES CA)
CA
07/12/2021 - 11/29/2022
FARMERS FINANCIAL SOLUTIONS, LLC (Westlake Village CA)
CA
05/17/2017 - 11/05/2019
HILLTOP SECURITIES INC. (ENCINO CA)
CA
07/22/2016 - 05/26/2017
WESTERN INTERNATIONAL SECURITIES, INC. (WESTLAKE VILLAGE CA)
NE
12/07/2004 - 10/04/2005
AMERITAS INVESTMENT CORP. (LINCOLN NE)
CA
05/01/1998 - 01/17/2003
WM FINANCIAL SERVICES, INC. (IRVINE CA)
CA
11/28/1997 - 05/01/1998
GREAT WESTERN FINANCIAL SECURITIES CORPORATION (NORTHRIDGE CA)
BOTH
Issued 04/03/2017
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/09/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/18/2022
Series 51 - Municipal Fund Securities Principal Examination
BC
Issued 09/15/2021
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 01/02/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/22/2016
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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