Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Fergus? Claim Your ProfileFergus Smail is a registered representative with Mizuho Securities USA LLC. Fergus has been in the industry since 2005 and has a Series 7, 63, 24, 79TO, and SIE license. Fergus has been registered with the firm since 2013 and previously worked at RBS Securities Inc. Fergus is registered in 52 states and the District of Columbia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
12/16/2013 - Present
Mizuho Securities USA LLC (NEW YORK NY)
CT
03/23/2005 - 11/20/2013
RBS SECURITIES INC. (GREENWICH CT)
BC
Issued 03/16/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/18/2021
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/22/2005
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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