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Fereidoun Fatemi

Nylife Securities LLC

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About Fereidoun Fatemi

Fereidoun Fatemi has been in the financial services industry since 1992 and is currently registered with Nylife Securities LLC. Fereidoun has been registered with Nylife Securities LLC since 1994 and has also held prior registrations with MetLife Securities Inc., Metropolitan Life Insurance Company, Pruco Securities Corporation, and The Prudential Insurance Company of America. Fereidoun is licensed in several states and holds Series 6, Series 63, and SIE licenses.

Firm Information

Fereidoun Fatemi is currently registered with Nylife Securities LLC. Nylife Securities LLC is a Limited Liability Company formed in 2007, registered in 51 states and the SEC. The firm has been involved in 13 regulatory events and 7 arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

4,464

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Fereidoun Fatemi’s Registration & Firm History

CA

07/27/1994 - Present

Nylife Securities LLC (SAN MATEO CA)

MA

04/06/1993 - 07/12/1994

METLIFE SECURITIES INC. (SPRINGFIELD MA)

NY

04/06/1993 - 07/12/1994

METROPOLITAN LIFE INSURANCE COMPANY (NEW YORK NY)

NJ

06/06/1991 - 11/12/1991

PRUCO SECURITIES CORPORATION (NEWARK NJ)

NJ

06/06/1991 - 11/12/1991

THE PRUDENTIAL INSURANCE COMPANY OF AMERICA (NEWARK NJ)

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Licenses & Designations

BC

Issued 06/03/1993

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/04/1991

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are 2 public disclosures for Fereidoun Fatemi. Review regulatory record here.
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