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Ferdinando Fragola

Allstate Financial Services, LLC

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About Ferdinando Fragola

Ferdinando Fragola is a financial advisor with Allstate Financial Services, LLC. Ferdinando is registered with FINRA and is licensed in New York. Ferdinando has been in the financial services industry since May 25, 2006 and has experience with both FIRST NEW YORK SECURITIES L.L.C. and CITICORP INVESTMENT SERVICES. Ferdinando is Series 7, Series 63 and SIE licensed.

Firm Information

Ferdinando Fragola is currently registered with Allstate Financial Services, LLC. Allstate Financial Services, LLC, is a Limited Liability Company formed in November 1999. The firm is registered in all 50 states and the District of Columbia.

Not reported

Assets Under Management

Not reported

Total Clients

4,147

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Ferdinando Fragola’s Registration & Firm History

NY

11/14/2017 - Present

Allstate Financial Services, LLC (Mount Kisco NY)

NY

09/12/2006 - 12/08/2015

FIRST NEW YORK SECURITIES L.L.C. (NEW YORK NY)

CT

08/02/2005 - 09/08/2006

CITICORP INVESTMENT SERVICES (GREENWICH CT)

NY

05/06/2004 - 06/22/2005

OTA LLC (PURCHASE NY)

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Licenses & Designations

BC

Issued 03/15/2018

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/05/2004

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Ferdinando Fragola.
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