Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Ferdinand? Claim Your ProfileFerdinand Pernia is a financial advisor with LPL Financial LLC. Ferdinand has been in the financial services industry since 1991. Ferdinand is registered to provide investment advice in California, Hawaii, Arizona, Idaho, Oregon, Washington, and New York. Ferdinand is also a registered principal with LPL Financial LLC. In addition to Ferdinand's work at LPL Financial LLC, Ferdinand also owns and operates Wealthcare Advisory Partners, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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CA
06/14/2023 - Present
LPL Financial LLC (ROSEVILLE CA)
CA
09/21/2015 - 12/02/2015
WELLS FARGO ADVISORS, LLC (DUBLIN CA)
CA
08/06/2010 - 10/05/2015
LPL FINANCIAL LLC (FREMONT CA)
CA
05/02/2009 - 08/09/2010
CHASE INVESTMENT SERVICES CORP. (MOUNTAIN VIEW CA)
CA
09/24/2008 - 05/02/2009
WAMU INVESTMENTS, INC. (MOUNTAIN VIEW CA)
CA
08/16/2007 - 09/29/2008
UBS INTERNATIONAL INC. (SAN FRANCISCO CA)
CA
11/05/2003 - 08/17/2007
BANC OF AMERICA INVESTMENT SERVICES, INC. (SAN JOSE CA)
CA
07/01/2003 - 10/29/2003
WELLS FARGO INVESTMENTS, LLC (SAN FRANCISCO CA)
MA
07/12/1999 - 06/19/2003
BANC OF AMERICA INVESTMENT SERVICES, INC. (BOSTON MA)
CA
09/02/1997 - 07/12/1999
BA INVESTMENT SERVICES, INC. (OAKLAND CA)
CA
08/23/1996 - 05/29/1997
BA INVESTMENT SERVICES, INC. (OAKLAND CA)
NY
05/13/1996 - 08/01/1996
CITICORP INVESTMENT SERVICES (LONG ISLAND CITY NY)
NY
08/19/1992 - 08/10/1994
CITICORP INVESTMENT SERVICES (LONG ISLAND CITY NY)
NY
06/20/1991 - 08/05/1992
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
KS
05/14/1990 - 11/15/1990
WADDELL & REED, INC. (OVERLAND PARK KS)
IA
Issued 12/15/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/10/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/02/2010
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/05/1991
Series 7 - General Securities Representative Examination
BC
Issued 05/11/1990
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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