Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Ferdinand? Claim Your ProfileFerdinand Mancini is a financial professional with over 30 years of experience in the industry. Ferdinand is currently registered with LPL Financial LLC and has a broad range of experience, having worked with several firms including American Portfolios Financial Services, Inc., TFS Securities, Inc., EquiCo Securities, Inc., The Equitable Life Assurance Society of the United States, Prudential Securities Incorporated, and Thomas James Associates, Inc.. Ferdinand holds Series 7 and Series 63 licenses and the SIE exam. Ferdinand is a highly experienced financial professional who can provide a wide range of financial services to individuals and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
NJ
05/15/2023 - Present
LPL Financial LLC (WATCHUNG NJ)
NJ
07/15/2003 - 05/15/2023
AMERICAN PORTFOLIOS FINANCIAL SERVICES, INC. (Watchung NJ)
NJ
05/15/1995 - 07/15/2003
TFS SECURITIES, INC. (LINCROFT NJ)
NY
04/09/1994 - 05/26/1995
EQUICO SECURITIES, INC. (NEW YORK NY)
NY
04/09/1994 - 05/26/1995
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES (NEW YORK NY)
NY
08/13/1993 - 12/01/1993
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NY
04/21/1993 - 06/24/1993
THOMAS JAMES ASSOCIATES, INC. (ROCHESTER NY)
BC
Issued 05/11/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/20/1993
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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