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Ferdinand Chong

Great Point Capital LLC

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About Ferdinand Chong

Ferdinand Chong is a securities professional with over 10 years of experience in the financial industry. Ferdinand is currently registered with Great Point Capital LLC. Prior to that, Ferdinand was employed with AVATAR SECURITIES, LLC, WTS PROPRIETARY TRADING GROUP LLC, and DIMENSION TRADING GROUP, LLC. Ferdinand holds the Series 56, Series 57TO and SIE licenses.

Firm Information

Ferdinand Chong is currently registered with Great Point Capital LLC. Great Point Capital LLC is a Limited Liability Company that was formed on August 17, 2000. The firm is registered to do business in all 50 states, as well as the District of Columbia. They have one SEC registration and have been the subject of 11 regulatory events.

Not reported

Assets Under Management

Not reported

Total Clients

83

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Ferdinand Chong’s Registration & Firm History

IL

02/23/2023 - Present

Great Point Capital LLC (CHICAGO IL)

NY

08/07/2019 - 03/01/2022

AVATAR SECURITIES, LLC (NEW YORK NY)

NY

11/21/2013 - 06/29/2018

AVATAR SECURITIES, LLC (NEW YORK NY)

NY

06/21/2011 - 10/31/2013

WTS PROPRIETARY TRADING GROUP LLC (NEW YORK NY)

NY

05/03/2011 - 06/09/2011

DIMENSION TRADING GROUP, LLC (NEW YORK NY)

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Licenses & Designations

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 06/29/2018

SIE - Securities Industry Essentials Examination

BC

Issued 01/07/2012

Series 56 - Proprietary Trader Qualification Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

I

Investors' Exchange LLC

Disclosures

There are no public disclosures for Ferdinand Chong.
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