Unclaimed
Feraz Shere is a financial professional with over 7 years of experience in the industry. Feraz is currently registered with FTP Securities LLC, which is located in New York, NY. Feraz is registered to sell securities in the following states: California, Connecticut, Illinois, Massachusetts, and New York. Previously, Feraz was registered with UBS Securities LLC. Feraz holds the Series 63, SIE, and Series 79 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
09/21/2020 - Present
FTP Securities LLC (NEW YORK NY)
NY
07/13/2013 - 09/24/2020
UBS SECURITIES LLC (NEW YORK NY)
BC
Issued 08/01/2013
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/12/2013
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
F
FINRA
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