Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Feng? Claim Your ProfileFeng Shen is a financial professional with over 20 years of experience in the industry. Feng currently works at Oppenheimer & Co. Inc. as a Registered Representative and Investment Advisor Representative. Feng is registered in the state of California as both a Broker and Investment Advisor Representative, as well as in the state of Pennsylvania. Feng has held previous roles at Wedbush Securities Inc., UBS Financial Services Inc., and Merrill Lynch, Pierce, Fenner & Smith Incorporated.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
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2
CA
05/04/2015 - Present
Oppenheimer & Co. Inc. (LOS ANGELES CA)
CA
10/02/2009 - 05/05/2015
WEDBUSH SECURITIES INC. (LOS ANGELES CA)
CA
03/13/2009 - 09/03/2009
UBS FINANCIAL SERVICES INC. (OXNARD CA)
CA
10/24/2001 - 03/25/2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (WESTLAKE VILLAGE CA)
BC
Issued 02/21/2002
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 11/01/2001
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/23/2001
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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