Unclaimed
Feng Liu is a securities professional with over 15 years of experience in the industry. Feng is currently registered with Truist Securities, Inc. and has previously held positions at Deutsche Bank Securities Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated, Barclays Capital Inc., and BNP Paribas Securities Corp. Feng holds the Series 3, Series 7, Series 79TO, and Series 63 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
GA
07/01/2024 - Present
Truist Securities, Inc. (ATLANTA GA)
NY
09/25/2018 - 12/13/2021
DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)
NY
12/21/2011 - 09/10/2018
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NY
11/09/2004 - 03/18/2011
BARCLAYS CAPITAL INC. (NEW YORK NY)
NY
09/10/2004 - 11/01/2004
BNP PARIBAS SECURITIES CORP. (NEW YORK NY)
BC
Issued 11/17/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/19/2023
Series 3 - National Commodity Futures Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 11/23/2022
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/09/2004
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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