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Feng Liu

Truist Securities, Inc.

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About Feng Liu

Feng Liu is a securities professional with over 15 years of experience in the industry. Feng is currently registered with Truist Securities, Inc. and has previously held positions at Deutsche Bank Securities Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated, Barclays Capital Inc., and BNP Paribas Securities Corp. Feng holds the Series 3, Series 7, Series 79TO, and Series 63 licenses.

Firm Information

Feng Liu is currently registered with Truist Securities, Inc.. Truist Securities, Inc. is a Corporation formed in July 1972. The firm is registered with the SEC and in all 50 states, as well as in the District of Columbia, Puerto Rico, and the U.S. Virgin Islands.

Not reported

Assets Under Management

Not reported

Total Clients

309

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Feng Liu’s Registration & Firm History

GA

07/01/2024 - Present

Truist Securities, Inc. (ATLANTA GA)

NY

09/25/2018 - 12/13/2021

DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)

NY

12/21/2011 - 09/10/2018

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)

NY

11/09/2004 - 03/18/2011

BARCLAYS CAPITAL INC. (NEW YORK NY)

NY

09/10/2004 - 11/01/2004

BNP PARIBAS SECURITIES CORP. (NEW YORK NY)

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Licenses & Designations

BC

Issued 11/17/2004

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 04/19/2023

Series 3 - National Commodity Futures Examination

BC

Issued 01/02/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 11/23/2022

Series 7TO - General Securities Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/09/2004

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Feng Liu.
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