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Feng Liu

Nylife Securities LLC

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About Feng Liu

Feng Liu is a financial advisor with Nylife Securities LLC, based in Raleigh, NC. Feng has been in the industry since 2003. Feng holds Series 6, Series 63, and SIE licenses. Feng is registered in 8 states, including North Carolina, California, Florida, Maine, New Jersey, New York, Oregon and Virginia.

Firm Information

Feng Liu is currently registered with Nylife Securities LLC. Nylife Securities LLC is a Limited Liability Company formed in 2007, registered in 51 states and the SEC. The firm has been involved in 13 regulatory events and 7 arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

4,464

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Feng Liu’s Registration & Firm History

NC

11/17/2003 - Present

Nylife Securities LLC (RALEIGH NC)

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Licenses & Designations

BC

Issued 11/21/2003

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/14/2003

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Feng Liu.
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