Unclaimed
Feng Chen is a financial professional registered with Cetera Investment Services LLC. Feng is a registered representative in California and holds the Series 6, 7, 63, and SIE licenses. Feng has been in the financial industry since February 28, 2018. Prior to joining Cetera Investment Services LLC, Feng was a financial advisor at HSBC Securities (USA) INC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CA
08/23/2021 - Present
Cetera Investment Services LLC (LOS ANGELES CA)
CA
07/12/2018 - 08/05/2021
HSBC SECURITIES (USA) INC. (SAN GABRIEL CA)
CA
06/21/2017 - 11/17/2017
HSBC SECURITIES (USA) INC. (SAN GABRIEL CA)
BC
Issued 08/22/2017
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/14/2021
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/21/2017
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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