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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Felix? Claim Your ProfileFelix Ting-wey Ling is a registered investment advisor representative with UBS Financial Services Inc. Felix is licensed in California and Texas. Felix is also an active Investment Advisor Representative in California. Felix has been in the industry since October 8, 2018. Felix specializes in financial planning, portfolio management for businesses and individuals and selection of other advisors. Felix provides services to high net worth individuals, corporations or other businesses, individuals other than high net worth, pension and profit sharing plans, charitable organizations and other types of clients. UBS Financial Services Inc. is a large firm with over $50 billion in assets under management and provides services to individuals, businesses and institutions.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
CA
11/09/2023 - Present
UBS Financial Services Inc. (BREA CA)
BOTH
Issued 12/29/2018
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/10/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/09/2018
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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