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Felix Rafael Fuertes

Aegis Capital Corp.

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About Felix Rafael Fuertes

Felix Rafael Fuertes is a registered representative with Aegis Capital Corp. Felix has been in the securities industry since 1999 and holds a Series 7, SIE, and Series 66 license. Felix has previously worked for Northeast Securities, Inc., Bolton Global Capital, Bolton Securities Corporation, RBC Capital Markets, LLC, UBS International Inc., and Merrill Lynch, Pierce, Fenner & Smith Incorporated. Felix specializes in Financial Planning, Portfolio Management for Businesses, Portfolio Management for Individuals, and Portfolio Management for Pooled Investment Vehicles.

Firm Information

Felix Fuertes is currently registered with Aegis Capital Corp.. Aegis Capital Corp. is a corporation formed in 1984 and headquartered in New York, NY. The firm provides financial planning, portfolio management for individuals, businesses, and pooled investment vehicles. Aegis Capital Corp. is registered with the SEC and in 53 states. The firm has over 257 registered representatives and manages approximately $1.28 billion in assets.
Aegis Capital Corp.

1345 AVENUE OF THE AMERICAS

NEW YORK, NY 10105

$1.28B

Assets Under Management

Not reported

Total Clients

156

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Felix Fuertes’s Registration & Firm History

NY

04/21/2017 - Present

Aegis Capital Corp. (NEW YORK NY)

FL

06/22/2015 - 04/20/2017

NORTHEAST SECURITIES, INC. (MIAMI FL)

FL

09/18/2013 - 06/01/2015

BOLTON GLOBAL CAPITAL (Miami FL)

FL

09/10/2013 - 06/01/2015

BOLTON SECURITIES CORPORATION (Miami FL)

FL

04/28/2009 - 10/02/2013

RBC CAPITAL MARKETS, LLC (MIAMI FL)

FL

06/03/2002 - 05/21/2009

UBS INTERNATIONAL INC. (CORAL GABLES FL)

NY

08/12/1999 - 04/03/2002

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)

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Licenses & Designations

BOTH

Issued 11/11/1999

Series 66 - Uniform Combined State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/12/1999

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Felix Rafael Fuertes.
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