Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Felix? Claim Your ProfileFelix McCarthy is a financial advisor who has been in the industry since 1968. Felix is currently registered with Moors & Cabot, Inc. and has been with them since 2015. Previously, Felix was employed at Carthage Group Inc., Hanover Concepts, Inc., Cardell & Associates, Incorporated, Prudential-Bache Securities Inc., Shearson Loeb Rhoades Inc., Shearson Hayden Stone Inc., Hayden Stone Inc., Shearson, Hammill & Co., Incorporated, Dean Witter & Co. Incorporated, and E. F. Hutton & Company Inc. Felix specializes in helping individuals, businesses, corporations, high net worth individuals, charitable organizations, pension and profit sharing plans, and insurance companies.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NY
07/10/2015 - Present
Moors & Cabot, Inc. (HUNTINGTON Bay NY)
NY
01/30/1987 - 09/11/2015
CARTHAGE GROUP INC. (HUNTINGTON NY)
NA
06/12/1986 - 02/09/1987
HANOVER CONCEPTS, INC.
NA
09/23/1985 - 06/17/1986
CARDELL & ASSOCIATES, INCORPORATED
NA
10/11/1968 - 10/25/1985
PRUDENTIAL-BACHE SECURITIES INC.
NA
11/22/1977 - 10/01/1979
SHEARSON LOEB RHOADES INC.
NA
11/17/1976 - 11/22/1977
SHEARSON HAYDEN STONE INC.
NA
11/08/1974 - 11/17/1976
SHEARSON HAYDEN STONE INC.
NA
06/26/1974 - 11/08/1974
HAYDEN STONE INC.
NA
12/05/1972 - 07/24/1974
SHEARSON, HAMMILL & CO., INCORPORATED
NA
07/29/1971 - 12/22/1972
DEAN WITTER & CO. INCORPORATED
NA
10/23/1968 - 08/26/1971
E. F. HUTTON & COMPANY INC
IA
Issued 12/16/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/31/1980
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/10/1987
Series 53 - Municipal Securities Principal Examination
BC
Issued 02/02/1987
Series 27 - Financial and Operations Principal Examination
BC
Issued 01/25/1982
Series 24 - General Securities Principal Examination
BC
Issued 02/20/1981
Series 4 - Registered Options Principal Examination
BC
Issued 01/02/2023
Series 7TO - General Securities Representative Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/12/1984
Series 15 - Foreign Currency Options Examination
BC
Issued 04/28/1983
Series 5 - Interest Rate Options Examination
BC
Issued 10/11/1968
Series 000 - General Securities Principal Examination
BC
Issued 10/11/1968
Series 1 - Registered Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Felix McCarthy is the right advisor for you? Invested Better is here to help.
