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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Felix? Claim Your ProfileFelix Kwan is a financial advisor with Prime Capital Financial. Felix is a CERTIFIED FINANCIAL PLANNER™ professional. Felix has over 20 years of experience in the financial services industry. Felix is registered to provide investment advice in California and Texas. Felix has experience working with individuals, corporations, businesses, charities, and pension and profit-sharing plans. Felix can provide services in a variety of areas, including: financial planning, portfolio management, retirement planning, and qualified retirement plan services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Qualified retirement plan services, consulting services, co-advisory, selection of sub-advisors
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
Seminar fees, promoter fees, subscription fee financial plans
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2
CA
08/02/2024 - Present
Prime Capital Financial (Walnut Creek CA)
CA
04/22/2016 - 10/31/2018
EF LEGACY SECURITIES, LLC (WALNUT CREEK CA)
CA
05/18/2012 - 04/22/2016
SANDERS MORRIS HARRIS LLC (WALNUT CREEK CA)
CA
06/06/2006 - 04/20/2012
FIDELITY BROKERAGE SERVICES LLC (BERKELEY CA)
CA
10/04/2004 - 04/26/2006
CITICORP INVESTMENT SERVICES (SAN RAMON CA)
MA
01/02/2004 - 09/03/2004
MML INVESTORS SERVICES, INC. (SPRINGFIELD MA)
KS
10/17/2002 - 12/08/2003
WADDELL & REED, INC. (OVERLAND PARK KS)
BOTH
Issued 11/13/2002
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/16/2002
Series 7 - General Securities Representative Examination
Active
Inactive
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