Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Felix? Claim Your ProfileFelix Joaquin Perez-retes is a financial advisor registered with UBS Financial Services Inc. Felix has been in the industry since March 5, 1988, and has experience with UBS Financial Services Inc., BARCLAYS CAPITAL INC., and LEHMAN BROTHERS INC.. Felix is also registered with the state of Texas. Felix is a licensed agent in Florida and Texas. Felix is a registered representative of UBS Financial Services Inc. and has been with UBS Financial Services Inc. since July 2014. Felix has been in the securities industry since December 1987. Felix has a wide range of experience in the financial services industry and is a valuable asset to UBS Financial Services Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
FL
07/30/2014 - Present
UBS Financial Services Inc. (MIAMI FL)
FL
09/22/2008 - 08/07/2014
BARCLAYS CAPITAL INC. (MIAMI FL)
FL
11/28/1988 - 09/22/2008
LEHMAN BROTHERS INC. (MIAMI FL)
NA
12/22/1987 - 09/13/1988
BLINDER, ROBINSON & CO., INC.
BOTH
Issued 04/21/2008
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/28/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/25/1991
Series 3 - National Commodity Futures Examination
BC
Issued 12/19/1987
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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