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Felix F Barraza

Valic Financial Advisors, Inc.

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About Felix F Barraza

Felix Barraza is a financial advisor with Valic Financial Advisors, Inc. Felix is a Certified Financial Planner and has been in the industry since July 2004. Felix has held registrations in numerous states, including Arizona, California, Colorado, Florida, Georgia, Louisiana, Maryland, Missouri, Nevada, New Mexico, North Dakota, Pennsylvania, and Texas. Felix is currently registered in all of these states. Felix is also a registered principal. Felix provides investment advice to a wide range of clients including high net worth individuals, corporations or other businesses, and individuals other than high net worth. Felix's specialties are in the areas of retirement planning, investment planning, and estate planning.

Firm Information

Felix Barraza is currently registered with Valic Financial Advisors, Inc.. Valic Financial Advisors, Inc. is a corporation formed in November 1996, headquartered in Houston, Texas. The firm offers financial planning, portfolio management for individuals, and selection of other advisers, among other services. They also have a wrap fee program and manage assets for both high-net-worth individuals and individuals other than high-net-worth. The firm is registered with the SEC and has a total of 52 state registrations. As of the most recent reporting period, the firm reported approximately $25.25 billion in regulatory assets under management.
Valic Financial Advisors, Inc.

2929 ALLEN PKWY; L7-20

HOUSTON, TX 77019

$25.25B

Assets Under Management

12

Total Clients

1,266

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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recommend wrap accounts to clients

Recommend wrap accounts to clients

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Felix Barraza’s Registration & Firm History

TX

10/25/2012 - Present

Valic Financial Advisors, Inc. (HOUSTON TX)

NY

09/20/2010 - 12/09/2011

TWS FINANCIAL, LLC. (BROOKLYN NY)

TX

07/06/2005 - 09/24/2008

CHASE INVESTMENT SERVICES CORP. (HOUSTON TX)

IL

11/29/2004 - 07/06/2005

BANC ONE SECURITIES CORPORATION (CHICAGO IL)

MA

12/11/2003 - 11/15/2004

METLIFE SECURITIES INC. (SPRINGFIELD MA)

NY

12/11/2003 - 11/15/2004

METROPOLITAN LIFE INSURANCE COMPANY (NEW YORK NY)

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Licenses & Designations

BOTH

Issued 03/02/2004

Series 66 - Uniform Combined State Law Examination

BC

Issued 12/29/2003

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/02/2015

Series 51 - Municipal Fund Securities Principal Examination

BC

Issued 02/20/2015

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/10/2003

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are 3 public disclosures for Felix F Barraza. Review regulatory record here.
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