Unclaimed
Felix Ahmed Zayas is a registered representative with Axos Clearing LLC and Axos Invest LLC. Felix has been in the industry since 1998. Felix is licensed in Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NE
05/24/2024 - Present
Axos Clearing LLC (Omaha NE)
TX
01/23/2023 - 01/11/2024
CHARLES SCHWAB & CO., INC. (Westlake TX)
TX
01/04/2016 - 12/20/2023
TD AMERITRADE, INC. (Westlake TX)
TX
03/19/2012 - 12/20/2023
TD AMERITRADE CLEARING, INC. (Westlake TX)
IL
05/29/2002 - 07/26/2010
ARCHIPELAGO TRADING SERVICES, INC. (CHICAGO IL)
IL
02/09/2009 - 04/07/2010
ARCHIPELAGO SECURITIES L.L.C. (CHICAGO IL)
IL
03/06/2000 - 10/18/2001
GLOBENET SECURITIES, INC. (CHICAGO IL)
TX
09/15/1999 - 02/17/2000
CHARLES SCHWAB & CO., INC. (WESTLAKE TX)
TX
01/04/1996 - 04/01/1999
CHARLES SCHWAB & CO., INC. (WESTLAKE TX)
GA
07/21/1995 - 12/20/1995
GREAT AMERICAN FINANCIAL NETWORK, INC. (NORCROSS GA)
BC
Issued 07/26/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/02/2003
Series 24 - General Securities Principal Examination
BC
Issued 10/25/2000
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 09/20/2000
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/14/2000
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 07/20/1995
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BZX Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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