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Felix Ahmed Zayas

Axos Clearing LLC

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About Felix Ahmed Zayas

Felix Ahmed Zayas is a registered representative with Axos Clearing LLC and Axos Invest LLC. Felix has been in the industry since 1998. Felix is licensed in Texas.

Firm Information

Felix Zayas is currently registered with Axos Clearing LLC. Axos Clearing LLC is a Limited Liability Company formed in 2004 and is approved to operate in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. The firm has one approved SEC registration and is regulated by the Securities and Exchange Commission (SEC).

Not reported

Assets Under Management

Not reported

Total Clients

133

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Felix Zayas’s Registration & Firm History

NE

05/24/2024 - Present

Axos Clearing LLC (Omaha NE)

TX

01/23/2023 - 01/11/2024

CHARLES SCHWAB & CO., INC. (Westlake TX)

TX

01/04/2016 - 12/20/2023

TD AMERITRADE, INC. (Westlake TX)

TX

03/19/2012 - 12/20/2023

TD AMERITRADE CLEARING, INC. (Westlake TX)

IL

05/29/2002 - 07/26/2010

ARCHIPELAGO TRADING SERVICES, INC. (CHICAGO IL)

IL

02/09/2009 - 04/07/2010

ARCHIPELAGO SECURITIES L.L.C. (CHICAGO IL)

IL

03/06/2000 - 10/18/2001

GLOBENET SECURITIES, INC. (CHICAGO IL)

TX

09/15/1999 - 02/17/2000

CHARLES SCHWAB & CO., INC. (WESTLAKE TX)

TX

01/04/1996 - 04/01/1999

CHARLES SCHWAB & CO., INC. (WESTLAKE TX)

GA

07/21/1995 - 12/20/1995

GREAT AMERICAN FINANCIAL NETWORK, INC. (NORCROSS GA)

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Licenses & Designations

BC

Issued 07/26/1995

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 05/02/2003

Series 24 - General Securities Principal Examination

BC

Issued 10/25/2000

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 09/20/2000

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/14/2000

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 07/20/1995

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe BZX Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

M

Miami International Securities Exchange, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

Nasdaq ISE, LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Felix Ahmed Zayas.
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