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Felippe Teixeira Alves

Ceros Financial Services, Inc.

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About Felippe Teixeira Alves

Felippe Teixeira Alves has been a financial advisor since December 17, 2003. Felippe Teixeira Alves is currently registered with Ceros Financial Services, Inc. in New York, New York. Prior to that, Felippe Teixeira Alves was employed by NATIONAL SECURITIES CORPORATION in Boca Raton, Florida, JOHN THOMAS FINANCIAL in New York, New York, NATIONAL SECURITIES CORPORATION in New York, New York, JOSEPH STEVENS & COMPANY, INC. in Brooklyn, New York, and J.P. TURNER & COMPANY, L.L.C. in Atlanta, Georgia. Felippe Teixeira Alves holds the Series 63, SIE and Series 7 licenses.

Firm Information

Felippe Alves is currently registered with Ceros Financial Services, Inc.. Ceros Financial Services, Inc. is a Corporation formed in September 1994. The firm is registered in all 50 states, the District of Columbia, and Puerto Rico, as well as with the Securities and Exchange Commission. The firm has reported 3 regulatory events.

Not reported

Assets Under Management

Not reported

Total Clients

57

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Felippe Alves’s Registration & Firm History

NY

07/20/2022 - Present

Ceros Financial Services, Inc. (New York NY)

FL

05/24/2013 - 07/21/2022

NATIONAL SECURITIES CORPORATION (Boca Raton FL)

NY

12/18/2007 - 05/28/2013

JOHN THOMAS FINANCIAL (NEW YORK NY)

NY

06/24/2005 - 12/19/2007

NATIONAL SECURITIES CORPORATION (NEW YORK NY)

NY

04/08/2004 - 07/14/2005

JOSEPH STEVENS & COMPANY, INC. (BROOKLYN NY)

GA

12/17/2003 - 04/27/2004

J.P. TURNER & COMPANY, L.L.C. (ATLANTA GA)

NY

12/17/2003 - 01/05/2004

JOSEPH STEVENS & COMPANY, INC. (BROOKLYN NY)

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Licenses & Designations

BC

Issued 01/30/2004

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/16/2003

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are 5 public disclosures for Felippe Teixeira Alves. Review regulatory record here.
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