Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Felipe? Claim Your ProfileFelipe Ucros nunez is a financial professional with over 10 years of experience in the industry. Felipe is currently registered with Scotia Capital (usa) Inc. and previously worked at BTG PACTUAL US CAPITAL, LLC. Felipe is licensed in 52 states and holds the Series 63, Series 87, Series 86, and Series 7 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
04/15/2016 - Present
Scotia Capital (usa) Inc. (NEW YORK NY)
NY
06/01/2011 - 02/24/2016
BTG PACTUAL US CAPITAL, LLC (NEW YORK NY)
BC
Issued 04/29/2016
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/22/2011
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 07/15/2011
Series 86 - Research Analyst Exam - Part I Analysis Module
BC
Issued 05/31/2011
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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