Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Felipe? Claim Your ProfileFelipe Esguerra is a financial professional with over 10 years of experience in the industry. Felipe is currently registered with Sun Life Institutional Distributors (u.s.) LLC. Previously, Felipe was associated with BlackRock Investments, LLC and Goldman, Sachs & Co. Felipe holds the Series 3, Series 7, and Series 63 licenses. Felipe is registered in all 50 states and the District of Columbia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
10/31/2023 - Present
SUN Life Institutional Distributors (u.s.) LLC (New York NY)
NY
05/03/2017 - 09/25/2023
BLACKROCK INVESTMENTS, LLC (NEW YORK NY)
NY
05/24/2013 - 01/31/2017
GOLDMAN, SACHS & CO. (NEW YORK NY)
BC
Issued 06/10/2013
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/02/2013
Series 3 - National Commodity Futures Examination
BC
Issued 05/23/2013
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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