Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Felipe? Claim Your ProfileFelipe Carvalho is a securities professional with experience in the financial services industry. Felipe has worked for Avenue Securities LLC, a firm based in Miami, FL, since 2020. Prior to joining Avenue Securities LLC, Felipe worked at C6 Capital Securities LLC in New York, NY. Felipe is a licensed Series 4, 7, 24, 57, 63, and 99TO, and holds a SIE. Felipe is registered with the Financial Industry Regulatory Authority (FINRA) and is licensed to conduct business in Florida.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
FL
10/22/2020 - Present
Avenue Securities LLC (MIAMI FL)
NY
04/22/2019 - 10/06/2020
C6 CAPITAL SECURITIES LLC (New York NY)
BC
Issued 05/08/2019
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/08/2022
Series 24 - General Securities Principal Examination
BC
Issued 07/01/2022
Series 4 - Registered Options Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 12/20/2019
Series 57TO - Securities Trader Exam
BC
Issued 04/22/2019
Series 7TO - General Securities Representative Examination
BC
Issued 03/10/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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