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Felicity M Baldwin

Barclays Capital Inc.

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About Felicity M Baldwin

Felicity Baldwin is a registered representative at Barclays Capital Inc. Felicity holds the Series 79TO and SIE licenses. Felicity joined Barclays Capital Inc. on 4/4/2024. Felicity previously worked at GOLDMAN SACHS & CO. LLC.

Firm Information

Felicity Baldwin is currently registered with Barclays Capital Inc.. Barclays Capital Inc. is a Corporation formed on March 30, 1998 and is registered in all 50 states, as well as the District of Columbia, Puerto Rico and the Virgin Islands. The firm has a history of regulatory and civil events, with 120 regulatory disclosures and 4 civil disclosures on record.

Not reported

Assets Under Management

Not reported

Total Clients

434

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Felicity Baldwin’s Registration & Firm History

CA

04/04/2024 - Present

Barclays Capital Inc. (LOS ANGELES CA)

NY

10/14/2020 - 06/08/2023

GOLDMAN SACHS & CO. LLC (NEW YORK NY)

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Licenses & Designations

BC

Issued 10/14/2020

SIE - Securities Industry Essentials Examination

BC

Issued 09/30/2020

Series 79TO - Investment Banking Registered Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Felicity M Baldwin.
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