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Felicia Yieh Pan

Rainmaker Securities, LLC

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About Felicia Yieh Pan

Felicia Yieh Pan is a financial advisor with Rainmaker Securities, LLC in Coral Gables, Florida. Felicia has been in the financial services industry since 1994 and has experience with a variety of investment products and services. Felicia holds the Series 3, 7, 63, 65, and 66 licenses and the SIE exam. Previously, Felicia worked with Merrill Lynch, Pierce, Fenner & Smith Incorporated, Goldman, Sachs & Co., UST Securities Corp., UST Financial Services Corp., and Citicorp Investment Services.

Firm Information

Felicia Pan is currently registered with Rainmaker Securities, LLC. Rainmaker Securities, LLC is a Limited Liability Company formed on March 9, 2004. The firm is registered with the SEC and in 28 states.

Not reported

Assets Under Management

Not reported

Total Clients

50

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Felicia Pan’s Registration & Firm History

FL

10/16/2017 - Present

Rainmaker Securities, LLC (CORAL GABLES FL)

NY

02/18/2015 - 10/02/2017

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)

NY

05/08/2006 - 01/28/2008

GOLDMAN, SACHS & CO. (NEW YORK NY)

CT

12/01/2002 - 05/02/2006

UST SECURITIES CORP. (STAMFORD CT)

NY

03/20/1997 - 12/01/2002

UST FINANCIAL SERVICES CORP. (NEW YORK NY)

NY

09/28/1994 - 12/10/1996

CITICORP INVESTMENT SERVICES (LONG ISLAND CITY NY)

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Licenses & Designations

BOTH

Issued 04/24/2015

Series 66 - Uniform Combined State Law Examination

IA

Issued 03/19/2007

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 10/06/1994

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 02/18/2015

Series 7 - General Securities Representative Examination

BC

Issued 06/19/2007

Series 3 - National Commodity Futures Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Felicia Yieh Pan.
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